MLRO & Compliance Lead
Plaid
This job is no longer accepting applications
See open jobs at Plaid.See open jobs similar to "MLRO & Compliance Lead" Homebrew.Responsibilities
- Managing and enhancing a second line Compliance and AML/CTF function at a dynamic company, while supporting ongoing operations.
- Being a leader within the team. You recognize that leading with humility and influence rather than authority is typically more effective.
- Building a compliance function that can support new license applications, maintain existing licenses, and support operations under future regulatory obligations or licenses
- Leading and improving all elements of a Compliance program, including: creating Board of Directors, partner, and regulatory reporting; performing monitoring and testing activities; maintaining and drafting policies and procedures; overseeing staff compliance training; advising on product development; and advising on the effectiveness of existing systems and controls and Plaid’s risk and compliance standing
- Overseeing all activity relating to anti-money laundering, such as carrying out investigations and suspicious activity reporting.
- Overseeing Plaid’s UK and European business from a 2LoD position.
- Being the point of contact for regulators; law enforcement; external auditors; and Compliance vendors.
Qualifications
- Experience as a MLRO, Head of Compliance, or Deputy at a PSD2 regulated organization, preferably with experience in both regions (UK and NL or other EU member state)
- Deep subject matter expertise in regulatory compliance and financial crime risks, while understanding Plaid’s regulatory position as TPP and the associated risks.
- Experience balancing cross-functional stakeholders pushing in different directions. This role will reward entrepreneurial and creative problem solvers who approach challenges with curiosity and a solutions-oriented mindset.
- Ability to manage people, earn their confidence, optimize their productivity, and nurture their career growth
- Experience managing relationships with regulators and auditors, and filing regulatory reports
- The ability to juggle multiple deadlines in a fast-paced environment
- Strong analytical, organizational, and communication skills with deep attention to detail
- A good sense of humor and a “roll up your sleeves” attitude
- ICA, CAMS or other relevant professional qualifications
This job is no longer accepting applications
See open jobs at Plaid.See open jobs similar to "MLRO & Compliance Lead" Homebrew.